Regulatory Enforcement and Disciplinary Proceedings

Whether you are an individual or a business, we provide legal advice and representation for regulatory enforcement and disciplinary proceedings. These proceedings can be based on a number of accusations, including bribery, corruption, fraud, misconduct or safety breaches. Such proceedings can be a daunting prospect if there is a risk of losing your job or livelihood. It is essential to obtain quality legal advice.


Representation for Proceedings

  • When faced with disciplinary proceedings or regulatory enforcement, we can represent you in defending these proceedings and, if possible, negotiate on your behalf.

  • We will also ensure that regulatory bodies follow their own procedures correctly and that their decisions are properly considered. We can represent you in taking an appeal if necessary. If the regulatory body is a public entity, judicial review of the body’s decision-making process may be possible.

  • In some cases it is possible to prevent proceedings going further at an early stage. Developing an in-depth knowledge of proceedings brought against you allows us to see if this should be pursued.


Our Services

Our approach reflects our understanding that these proceedings are daunting and can be complex. We take the time to understand your situation, explain the possible consequences of the proceedings and explain your options. We can represent you during formal proceedings. Obtaining the best outcomes for our clients is our priority.

To talk to us about regulatory enforcement and disciplinary proceedings, please call our Bayswater office on freephone 0800 524 4709 to make an appointment or fill in our contact form.


Recent News

Reviews & Feedback

Contact Us

552 Harrow Road, London W9 3QG

Tel: 0203 7738 738 | Fax: 0207 2219 399 | Email: 

  • Black Facebook Icon
  • Twitter
  • Instagram
  • LinkedIn
  • Yelp

Your data will not be disclosed to any third parties without your consent and will only be used for responding to your query.

For more information on how we use your data, you can read our Privacy Policy. 

Alexander Shaw is a trading name of Alexander Shaw Solicitors Limited which is a limited company registered in England and Wales with registered number 10995674. Alexander Shaw Solicitors Limited is authorised and regulated by the Solicitors Regulation Authority number 643633.

Click to see our Privacy Policy and Disclaimer

© 2020 Alexander Shaw Solicitors Limited. All rights reserved

  • Wix Facebook page
  • Twitter
  • Instagram
  • LinkedIn Social Icon
  • Yelp Social Icon